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Advisers

Report advisers section

Provides an overview of who a company's key advisers are. The rules that a company has to follow when it lists on the London Stock Exchange state that it must have specific advisers, these are:

  • Registrar
  • Auditor
  • Solicitor
  • Stockbroker
  • Financial Adviser

In addition to this we also collect a company's financial PR consultant along with a number of other minor advisers.

Technical Definitions
Broker Brokers act as agents for buyers and sellers for which they charge a commission, or brokerage. There are two main categories of brokers: inter-dealer brokers who only work with specialist market makers, and client or agency brokers who deal on behalf of institutional or retail clients.
Financial Adviser The bank or other financial institution that will advise a company on their financial activities such as mergers and acquisitions.
Auditor The accountancy practice that performs the official examination (audit) of the company's accounts.
Solicitor The firm of lawyers that represents the company on legal matters.
Financial PR A public relations agency that deals the with the listed companies relations with the investor community.

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