bullet finnCap finally captures top spot for AIM
bullet Century maker Cazenove is king of the midcaps
bullet Numis Securities scores most gains across the whole market

Numis puts on the best performance overall with no fewer than six additional clients in a table where only one of the top 20 stockbrokers listed in August has an unchanged tally. This is the biggest improvement so far in a remarkable run of 12 consecutive quarterly gains that has brought the broker up from fifth to clear second.

Panmure Gordon has jumped five places, one for each client it has added in the past three months, and finnCap also leaps five clients and five places as these two move strongly into the top half. Panmure added two clients last time as well.

There is plenty more good news to record. For instance, Singer has three more clients. It came into the list in May last year with 52 clients and has built the total in all six quarters since then to reach 67. Investec in fourth place has two gains and so has Canaccord Genuity. Collins Stewart, currently sixth, has one addition. Peel Hunt and Shore Capital both edge into contention.

Cazenove continues to head all three tables, with UBS coming second when calculations are on the basis of profits or market caps of clients.

Figures as at 4th November 2011 and information in brackets from 3rd August 2011.

Total Number of Stockmarket Clients
Rank Stockbroker No. Clients
1 (1) J.P. MORGAN CAZENOVE 234 (236)
2 (2) NUMIS SECURITIES 134 (128)
3 (3) CENKOS SECURITIES 104 (107)
4 (4) INVESTEC SECURITIES 86 (84)
5 (5) UBS INVESTMENT BANK 81 (83)

6 (6) COLLINS STEWART 79 (78)
7 (12) PANMURE GORDON (UK) 75 (70)
8 (11) BANK OF AMERICA MERRILL LYNCH 73 (73)
8 (13) FINNCAP 73 (68)
8 (7) RBS HOARE GOVETT 73 (77)
8 (9) SEYMOUR PIERCE 73 (75)
12 (13) CANACCORD GENUITY 70 (68)
13 (10) MATRIX 68 (74)
14 (8) EVOLUTION SECURITIES 67 (76)
14 (15) SINGER CAPITAL MARKETS 67 (64)
16 (16) BREWIN DOLPHIN CORPORATE ADVISORY & BROKING 59 (62)
17 (16) ARBUTHNOT SECURITIES 57 (62)
18 (19) ORIEL SECURITIES 52 (53)
19 - PEEL HUNT 51 -
19 - SHORE CAPITAL 51 -
19 (18) WH IRELAND 51 (54)
Total Market Cap of Stock Market clients
Rank Stockbroker £m
1 (1) J.P. MORGAN CAZENOVE 672429 (718598)
2 (2) UBS INVESTMENT BANK 546492 (571229)
3 (4) MORGAN STANLEY & CO INTERNATIONAL 277262 (285976)
4 (3) CREDIT SUISSE 264112 (292336)
5 (5) BANK OF AMERICA MERRILL LYNCH 253752 (260238)

6 (6) GOLDMAN SACHS INTERNATIONAL 241334 (258500)
7 (7) CITI 231324 (245683)
8 (8) DEUTSCHE BANK AG LONDON 225714 (236503)
9 (9) RBS HOARE GOVETT 198395 (205824)
10 (10) BARCLAYS CAPITAL 113319 (115754)
11 (11) HSBC BANK 97869 (110441)
12 (12) NOMURA INTERNATIONAL 46837 (49484)
13 (13) DAVY 40906 (40125)
14 (14) NUMIS SECURITIES 36563 (37664)
15 (15) INVESTEC SECURITIES 34044 (33778)
16 (16) COLLINS STEWART 18298 (19092)
17 (18) CANACCORD GENUITY 18272 (18092)
18 (17) PANMURE GORDON (UK) 18130 (18319)
19 - RBC CAPITAL MARKETS 18056 -
20 (19) ORIEL SECURITIES 15335 (16894)
Total Profit of Stock Market clients
Rank Stockbroker £m
1 (1) J.P. MORGAN CAZENOVE 75717 (75851)
2 (2) UBS INVESTMENT BANK 41657 (41606)
3 (3) CREDIT SUISSE 41304 (40958)
4 (5) CITI 35967 (29726)
5 (4) GOLDMAN SACHS INTERNATIONAL 31680 (31831)

6 (8) BARCLAYS CAPITAL 31091 (24060)
7 (6) MORGAN STANLEY & CO INTERNATIONAL 28887 (29370)
8 (7) DEUTSCHE BANK AG LONDON 26245 (25613)
9 (9) BANK OF AMERICA MERRILL LYNCH 24179 (23610)
10 (10) HSBC BANK 12289 (12199)
11 (11) RBS HOARE GOVETT 11839 (11789)
12 (12) NOMURA INTERNATIONAL 4463 (4915)
13 (13) INVESTEC SECURITIES 2458 (2338)
14 (14) NUMIS SECURITIES 1520 (1657)
15 (16) RBC CAPITAL MARKETS 1484 (929)
16 (15) DAVY 1290 (1144)
17 (17) PANMURE GORDON (UK) 789 (792)
18 (18) COLLINS STEWART 639 (689)
19 (19) BREWIN DOLPHIN CORPORATE ADVISORY & BROKING 573 (567)
20 (20) CANACCORD GENUITY 528 (491)